Individual Application Form

EN / မြန်မာ

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1. Products and Services

Account Category

Type of Account

Online Trading

2. Personal Information (Main Applicant)

Gender

Type

Resident Status

Occupation

Marital Status

Source of Fund

3. Address

Current Address

Permanent Address

Permanent Address

Current Address in Home Country (Non-Resident)

Contact Details

4. Bank Details

Personal

Type of Account

Personal (Non-Resident)

5. Employment Details

Academic Qualification

Employer Address

6. Trading Activities

Do you have previous experience in securities trading?

Do you have any trading account opened with other brokerage firms other than uab securities Limited?

Do you now, or have ever had any litigation or bankruptcy proceeding against you by other brokerage houses, financial institution outstanding disputed accounts, or unresolved matters with other brokerage houses / financial institution(s)?

7. Politically Exposed Person

Do any of your immediate family members hold or have previously held or are actively seeking a position or are being considered for a prominent public function?

Do you hold, or have previously held or are actively seeking a position or are being considered for a prominent public function?

8. Others

Are you a principal shareholder of any company that currently has an account with uab securities Limited?

Are you related to or employed by any listed companies on Yangon Stock Exchange?

9. Account Relationship Details

Are you an employee of uab securities Limited?

Are you related to any employee of uab securities Limited?

10. Declaration in Account Opening Form

I hereby confirm that the information provided herein is true and correct. I shall inform uab securities Limited immediately if such information or any details have changed.

I hereby agree that I shall abide by the rules, regulations and conditions set out herein as well as the stipulation laid down at present or in the future by the Securities and Exchange Commision of Myanmar (the "SECM"), the Yangon Stock Exchange (the "YSX"), uab securities Limited and other regulatory authorities.

I have been notified by my marketing officer and understand the Terms & Conditions for Securities Trading (a copy of which has been received by me), and acknowledge that investment in the stock market contains element of risk.

I hereby agree to appoint and authorize uab securities Limited to act as my agent and/or broker in the purchase and/or sale of securities under all the securities trading account that I have or will open with uab securities Limited. I agree to the Terms & Conditions for Securities Trading of the uab securities Limited.